Paper II — Q1
(a) What are the crucial functions of empirical political theory in Comparative Politics ? 10 (b) What are the difficulties…
Answer the following questions in about 150 words each:
What are the crucial functions of empirical political theory in Comparative Politics ? 10 marks
What are the difficulties faced by a political theorist in comparing the States ? 10 marks
How does democratic politics construct citizenship ? 10 marks
What is the structure and functions of International Court of Justice ? 10 marks
Discuss the structure and functions of UN Security Council. 10 marks
हिंदी में प्रश्न पढ़ें
निम्नलिखित प्रत्येक प्रश्न का उत्तर लगभग 150 शब्दों में दीजिए :
तुलनात्मक राजनीति में अनुभवजन्य राजनीतिक सिद्धांत के कौन-से महत्वपूर्ण कार्य हैं ? 10 अंक
एक राजनीतिक सिद्धांतकार को राज्यों की तुलना करने में किन कठिनाइयों का सामना करना पड़ता है ? 10 अंक
लोकतांत्रिक राजनीति नागरिकता का निर्माण कैसे करती है ? 10 अंक
अंतर्राष्ट्रीय न्यायालय की संरचना और कार्य क्या हैं ? 10 अंक
संयुक्त राष्ट्र सुरक्षा परिषद की संरचना एवं कार्यों की विवेचना कीजिए । 10
Model answer
Drafted with AI by UPSC Answer Check against this question's marking rubric, to the 150-word length. UPSC does not publish answers for Mains — this is one way to score well, not an official key. How we build rubrics and answers.
(a) Empirical political theory. Empirical political theory in comparative politics is the evidence-based study of political systems, using observation, measurement and systematic comparison to explain how states, institutions and actors behave. Its crucial function is to move comparative politics beyond description and normative speculation by formulating testable hypotheses about elections, parties, federalism, democracy and development. It supports theory-building by identifying patterns across cases and refining concepts such as regime type, participation and state capacity. It also enables causal inference, helping scholars distinguish correlation from causation when explaining democratic consolidation, conflict or policy performance. By linking normative ideas—rights, representation, accountability—to observable political behaviour, it bridges political theory and political science. The behavioural revolution associated with David Easton and Gabriel Almond strengthened this role by introducing systems analysis, quantitative data and comparative method, making empirical theory central to explaining stable and changing political orders.
(b) Difficulties in comparing states. A political theorist comparing states faces conceptual and methodological difficulties. The first is conceptual stretching, identified by Giovanni Sartori ("Concept Misformation in Comparative Politics", 1970), where broad concepts such as democracy, federalism or welfare state are used so loosely that comparisons become meaningless. Different states use different institutional labels for similar functions, and translation can distort meaning. The level-of-analysis problem arises: individual, state, regional and international factors may explain the same outcome differently, making causal claims difficult. Cultural relativism complicates comparison because values, history, religion and social structure shape institutions in ways that resist universal categories. Data comparability is another obstacle; electoral rolls, census data, legal codes and media indicators are collected differently, and authoritarian states may provide incomplete or biased information. Selection bias in case studies can skew findings when scholars choose only successful or visible cases, and "Galton's problem" warns that cases are not independent, since states borrow institutions from one another. Finally, with many variables and few cases, it is hard to isolate causes at all. India’s federalism, caste politics and party systems illustrate how context-specific institutions challenge simple cross-state comparison.
(c) Democratic citizenship. Democratic politics constructs citizenship by transforming legal status into lived political membership. It begins with constitutional provisions that define who belongs, guarantee equality and protect fundamental rights. In India, the Constitution’s fundamental rights, universal adult franchise under Article 326 and anti-discrimination provisions create a rights-based citizenship not dependent on caste, religion or gender. Electoral participation deepens this construction by enabling citizens to choose representatives, contest power and hold governments accountable. Civil society engagement—through trade unions, social movements, local self-government and public-interest litigation—gives citizenship a collective and deliberative dimension. T. H. Marshall’s typology explains this process: democratic citizenship develops through civil, political and social rights, each expanding equal participation. Inclusive institutions such as Panchayati Raj under the 73rd Amendment, the Right to Information Act, 2005 and judicial remedies under Article 32 convert formal membership into practical agency, making citizenship an ongoing political achievement rather than a fixed legal status.
(d) International Court of Justice. The International Court of Justice is the principal judicial organ of the United Nations, seated at The Hague. Its structure consists of fifteen judges, no two of the same nationality, elected by an absolute majority in both the General Assembly and the Security Council for nine-year terms, with one-third renewed every three years. The Statute requires that the Court represent the principal legal systems of the world, ensuring legal pluralism and legitimacy. Its functions are twofold. First, it exercises contentious jurisdiction, settling legal disputes between states only - individuals and private bodies cannot be parties - and only with the states' consent, given by special agreement, by a treaty clause, or by an optional-clause declaration under Article 36(2); India won provisional measures and a judgment against Pakistan in the Jadhav case (2019). Second, it gives advisory opinions on legal questions referred by duly authorized United Nations organs or specialized agencies. These opinions are not binding but carry strong legal authority, as with the 2024 opinion on Israel's occupation of Palestinian territory and the July 2025 opinion on states' obligations regarding climate change. The Court’s judgments are final and without appeal, but their enforcement depends on the Security Council under Article 94 of the Charter, which limits practical effectiveness when major powers are involved.
(e) UN Security Council. The United Nations Security Council is the principal organ responsible for maintaining international peace and security. Its structure combines great-power representation with broader membership: five permanent members—China, France, Russia, the United Kingdom and the United States—each has veto power over substantive decisions, while ten non-permanent members are elected by the General Assembly for two-year terms, five each year, on a regional basis; India last served in 2021-22. Decisions need nine votes, and on substantive matters no negative vote from a permanent member (an abstention is not a veto). The presidency rotates monthly. Its functions include investigating threats to peace, recommending peaceful settlement, imposing sanctions, authorizing the use of force under Chapter VII and authorizing peacekeeping mandates. It is the principal authorising body for coercive and peacekeeping measures, though not exclusively so, since the General Assembly can act under the Uniting for Peace resolution (1950) when the Council is deadlocked, and since 2022 the Assembly automatically debates every veto cast. Its structure reflects post-war power realities, which can cause paralysis involving permanent members. To remain credible, the Council needs greater transparency, legitimacy, regional representation and cooperation with the General Assembly, while preserving capacity to act decisively against aggression and threats to peace.
How this answer will be evaluated
Framework: Concept > Theory and theorist > Application > Critique
What earns full marks: Precise definitions, clear distinction between concepts, specific examples, and strong theoretical grounding.
Evaluation rubric
Each sub-part is marked on its own, against the marks and word limit printed on the paper.
- (a) Define empirical political theory and list its key functions in comparative analysis. 10 marks · 150 words
explain— definition/context → points in order → small example → short close
Must cover
- Empirical political theory: explains and predicts political phenomena from observed evidence, value-neutral (Easton, Almond)
- Function: concept formation and classification (typologies, e.g. Almond's political systems)
- Function: generating and testing hypotheses across cases; building generalisations
- Function: identifying causal patterns and explaining variation across systems; limit - context dependence
Loses marks
- Confusing empirical theory with normative theory
- Listing functions without explaining their comparative utility
Earns more
- Comparative methods: Mill's methods of agreement and difference, most-similar and most-different systems designs (Przeworski-Teune)
- Distinction from normative claims: fact-value; Lijphart's consociational democracy as an empirical generalisation
- Lijphart's 'Comparative Politics and the Comparative Method' (1971); Almond and Powell
Extra mark
- Specific studies: Lipset 1959 on democracy and development; Almond-Verba The Civic Culture (1963)
- Datasets: Polity, V-Dem, Freedom House, World Values Survey
- (b) Identify the methodological and conceptual difficulties in comparing different states. 10 marks · 150 words
explain— definition/context → points in order → small example → short close
Must cover
- Equivalence of concepts across contexts and conceptual stretching (Sartori 1970)
- Data problems: non-comparable, missing or unreliable data; measurement error
- Case selection and the small-N problem: selection bias, 'many variables, few cases' (Lijphart 1971), Galton's problem
- Cultural, linguistic and historical context; ethnocentrism and Eurocentric categories applied to non-Western states
Loses marks
- Listing difficulties without explaining why they are difficult
- Confusing difficulties of comparison with difficulties of governance
Earns more
- Sartori's 'conceptual stretching' and ladder of abstraction
- Endogeneity and confounding; problems of causal inference
- Limits of the comparative method: lack of experiments; historical path dependence
Extra mark
- Sartori, 'Concept Misformation in Comparative Politics' (1970)
- Frameworks: Lijphart's typology, Skocpol's comparative-historical method
- (c) Explain the mechanisms by which democratic politics constructs citizenship. 10 marks · 150 words
explain— definition/context → points in order → small example → short close
Must cover
- Citizenship as legal status, rights and participation (T.H. Marshall: civil, political, social)
- Mechanism: participation - voting, representation, campaigning; constitutional rights; equality before law
- Mechanism: civic education, the public sphere and deliberation (Habermas) shape civic identity; civil society
- Mechanism: inclusion through extension of the franchise and rights movements; tension between inclusion and exclusion of migrants and minorities
Loses marks
- Confusing citizenship with nationality
- Focusing only on legal rights without political participation
Earns more
- Marshall's Citizenship and Social Class (1950); Habermas; Arendt's 'right to have rights'
- Formal vs substantive citizenship (Marshall; Indian Constitution Arts 5-11 and 14-18)
- Civil society and social movements as constructors of citizens
Extra mark
- Republican (civic virtue) and liberal theories of citizenship
- Case: Indian universal franchise of 1950 and Panchayati Raj in constructing citizens
- (d) Describe the structure and functions of the International Court of Justice. 10 marks · 150 words
describe— define → structure or process in order → labelled diagram → significance
Must cover
- Principal judicial organ of the UN (Charter Art 92), Statute; seat at The Hague
- Structure: 15 judges, nine-year terms, elected concurrently by the UNGA and Security Council (absolute majority in both), no two of one nationality; ad hoc judges
- Contentious jurisdiction (Arts 34-38): States only; consent (special agreement, compromissory clause, optional clause Art 36(2))
- Advisory jurisdiction (Art 65; Charter Art 96): opinions for UN organs and agencies; binding judgments (Art 94), enforcement through the Security Council
Loses marks
- Confusing the ICJ with the ICC (International Criminal Court)
- Failing to distinguish between contentious and advisory functions
Earns more
- Charter Art 92; Statute Art 38 sources of law
- Contentious vs advisory
- Role in developing international law (e.g. Nicaragua 1986, Kosovo advisory opinion 2010)
Extra mark
- ICJ cases: Corfu Channel, Nicaragua, Kulbhushan Jadhav (India v Pakistan 2019)
- Statute Art 36(2) optional clause
- (e) Discuss the structure and functions of the UN Security Council. 10 marks · 150 words
discuss— intro → 3-4 dimensions → example → balanced close
Must cover
- Structure: 15 members - five permanent (P5) with veto, ten non-permanent elected by the UNGA for two years (Art 23)
- Functions: maintenance of international peace and security - Chapter VI pacific settlement, Chapter VII enforcement (Arts 39-42), sanctions, authorisation of force
- Peacekeeping operations; other functions: admission of members, election of ICJ judges, recommending the Secretary-General
- Veto and reform: paralysis (Syria, Ukraine), calls for reform - G4, Uniting for Peace (377)
Loses marks
- Confusing the Security Council with the General Assembly
- Failing to mention the veto power
Earns more
- Chapter VII Arts 39, 41, 42; Art 27 voting
- Implications of the veto: P5 privilege, selectivity
- Resolutions: 678 (1990), 1373 (2001), 1973 (2011)
Extra mark
- Resolution 1325 (Women, Peace and Security)
- Reform: G4, Ezulwini Consensus, Uniting for Peace
What "Discuss" is asking you to do
Lay the issue out from more than one side — how it arose, what is claimed for it, what is held against it, and where it now stands. UPSC attaches discuss to broad topics with several live dimensions, so coverage of the dimensions earns more than the strength of your opinion.
Structure that answers it
Set the issue up → the case as it is made → the case against → the dimension both sides leave out → where the balance now lies
Where marks are lost
Listing facts with no thread between them, or arguing one side throughout and calling it a discussion.
Practice this exact question
Write your answer and it is marked point by point against the model answer above — what you covered, what you missed, what you got wrong.
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