Paper I — Q4
(a) In the Parliamentary system, though there is no separation between the legislature and the executive in terms of personnel…
In the Parliamentary system, though there is no separation between the legislature and the executive in terms of personnel, there is separation of functions between the two. Explain in the light of relevant judicial decisions. 20 marks
Are administrative tribunals competent to examine the constitutional validity of primary legislations? Discuss in the light of case law. 15 marks
Explain the significance of 'Audi Alteram Partem'. What are the cases or circumstances in which the aforesaid principle of natural justice can be excluded? 15 marks
हिंदी में प्रश्न पढ़ें
संसदीय प्रणाली में यद्यपि सदस्यों के संदर्भ में विधायिका और कार्यपालिका के बीच कोई अलगाव नहीं है, दोनों के बीच कार्यों का पृथक्करण है। प्रासंगिक न्यायिक निर्णयों के आलोक में व्याख्या कीजिए। (20 अंक)
क्या प्रशासनिक न्यायाधिकरण प्राथमिक विधानों की वैधता की जांच करने के लिए सक्षम हैं? वाद विधि के आलोक में चर्चा कीजिए। (15 अंक)
'आडी अल्टरम पार्टेम' के महत्व को स्पष्ट कीजिए। ऐसे कौन-से मामले या परिस्थितियाँ हैं जिनमें नैसर्गिक न्याय के पूर्वोक्त सिद्धांत को बाहर रखा जा सकता है? (15 अंक)
Model answer
Drafted with AI by UPSC Answer Check against this question's marking rubric, to the expected length. UPSC does not publish answers for Mains — this is one way to score well, not an official key. How we build rubrics and answers.
(a) Separation of functions in a parliamentary system
Ministers must be or become members of Parliament within six months (Art 75(5)), and the Council of Ministers is collectively responsible to the Lok Sabha (Arts 75(3), 164(2)). Bagehot called the Cabinet the "hyphen" joining the two. Personnel are therefore fused, but the Constitution allocates functions and bars one organ from usurping the essential functions of another.
- Text: executive power in the President and Governors (Arts 53, 154), legislative power in Parliament and the State legislatures (Arts 79, 168, 245), and an independent judiciary (Arts 50, 124, 214). The legislature cannot discuss the conduct of judges (Arts 121, 211), courts cannot question legislative procedure (Arts 122, 212), and Art 361 gives official immunity.
- Controlled overlaps: ordinances (Arts 123, 213), delegated legislation, tribunals, legislative contempt powers and court rules (Art 145).
Judicial decisions:
- ***Ram Jawaya Kapur* (1955):** separation is not recognised "in its absolute rigidity", but functions are "sufficiently differentiated", and one organ cannot assume the essential functions of another. Executive power is the residue after legislative and judicial functions.
- ***In re Delhi Laws Act* (1951):** essential legislative functions cannot be delegated.
- ***Kesavananda Bharati* (1973) and *Indira Nehru Gandhi v Raj Narain* (1975):** separation of powers is a basic feature. Parliament cannot decide an election dispute by legislation.
- ***Asif Hameed* (1989) and *Aravali Golf Club* (2008):** courts must not direct legislation or create posts.
- ***D.C. Wadhwa* (1987) and *Krishna Kumar Singh* (2017):** repeated re-promulgation of ordinances is a fraud on the Constitution.
- ***Indian Aluminium* (1996) and *Madras Bar Association* (2021):** the legislature may remove the basis of a judgment but cannot simply overrule it or re-enact what was struck down.
- ***GNCTD v Union of India* (2018, 2023):** the "triple chain of accountability" from civil servants to ministers, ministers to the legislature, and the legislature to the people.
- ***Kalpana Mehta* (2018):** courts may refer to committee reports but not treat them as adjudicative findings.
India therefore follows functional separation with checks and balances, not the rigid American model.
(b) Tribunals and the validity of primary legislation
Arts 323A and 323B (42nd Amendment) allowed tribunals and the exclusion of courts other than the Supreme Court. S.P. Sampath Kumar (1987) upheld the Administrative Tribunals Act, 1985 on the footing that tribunals were an effective substitute for High Courts.
***L. Chandra Kumar v Union of India* (1997, seven judges):**
- judicial review under Arts 32 and 226-227 is basic structure, so the exclusion clauses and s.28 of the 1985 Act were struck down.
- tribunals may act as courts of first instance and examine the constitutional validity of statutes and rules, except their own parent statute, which must be challenged in the High Court.
- their decisions go to a Division Bench of the High Court and then to the Supreme Court. They are supplementary, not substitutes.
Later cases protected tribunal independence: R. Gandhi (2010), Madras Bar Association (2014) striking down the National Tax Tribunal, Rojer Mathew (2019), and Madras Bar Association (19 November 2025), which struck down key parts of the Tribunals Reforms Act, 2021 and directed a National Tribunals Commission. Parliament responded with the Tribunals Reforms Act, 2026 (assent 13 August 2026), which repeals the 2021 Act and sets up a National Tribunals Commission to oversee tribunals.
Tribunals are competent to test primary legislation other than their parent Act, but only as courts of first instance and never as final arbiters.
(c) Audi alteram partem and its exclusion
Audi alteram partem ("hear the other side") means no one should be condemned unheard. With the rule against bias it forms the core of natural justice. It requires notice, disclosure of adverse material, a reasonable opportunity to answer and a reasoned decision (S.N. Mukherjee 1990). Through Maneka Gandhi (1978) it is part of Arts 14 and 21. It applies to administrative action with civil consequences (Ridge v Baldwin 1964, A.K. Kraipak 1969, Mohinder Singh Gill 1978), and its content is flexible (Union of India v P.K. Roy 1968).
It may be excluded or modified in these situations:
- Statutory or constitutional exclusion: the second proviso to Art 311(2) (Tulsiram Patel 1985), provided the exclusion itself is constitutional.
- Urgency: a post-decisional hearing may replace a prior one (Maneka Gandhi, Swadeshi Cotton Mills 1981).
- Legislative or policy action, such as price fixing (Union of India v Cynamide 1987).
- National security and confidentiality (ex p Hosenball 1977).
- Impracticability, such as mass copying in an examination (Bihar School Examination Board v Subhas Chandra Sinha 1970).
- Interim or preliminary action, such as suspension pending inquiry.
- Useless formality, where admitted facts allow only one conclusion (AMU v Mansoor Ali Khan 2000), and the need to show prejudice (S.K. Sharma 1996, Dharampal Satyapal 2015), though S.L. Kapoor (1981) holds that prejudice need not ordinarily be shown.
Exceptions are construed narrowly, and courts still insist on the minimum fairness the situation allows.
How this answer will be evaluated
Framework: Issue > Rule > Authority > Application
What earns full marks: Precise legal definitions, accurate case citations with ratios, clear distinction between concepts, and logical application to the specific question.
Evaluation rubric
Each sub-part is marked on its own, against the marks and word limit printed on the paper.
- (a) Distinguish separation of personnel from separation of functions in the Parliamentary system. 20 marks
explain— definition/context → points in order → small example → short close
Must cover
- Fusion of personnel: Arts 75(3), 75(5), 164(2); collective responsibility
- Separation of functions in the text: Arts 50, 53, 79, 121-122, 154, 245, 361
- Ram Jawaya Kapur (1955) and Delhi Laws Act (1951); separation as basic feature (Kesavananda; Indira Gandhi 1975)
- Checks on overlaps: ordinances (D.C. Wadhwa 1987; Krishna Kumar Singh 2017), legislative overruling limits, judicial restraint (Asif Hameed 1989)
Loses marks
- Confusing separation of powers with separation of functions
- Citing cases without stating their ratio
- Ignoring the 'personnel' aspect of the question
Earns more
- Triple chain of accountability (GNCTD 2018, 2023)
- Aravali Golf Club (2008)
- Indian Aluminium (1996) validation principles
- Kalpana Mehta (2018)
Extra mark
- Reference to Law Commission reports on separation of powers
- Comparison with the Presidential system
- (b) Determine the competence of administrative tribunals to test constitutional validity of laws. 15 marks
discuss— intro → 3-4 dimensions → example → balanced close
Must cover
- Arts 323A/323B and S.P. Sampath Kumar (1987) effective substitute view
- L. Chandra Kumar (1997): judicial review basic structure; tribunals may test validity of statutes except parent Act, as courts of first instance
- Decisions subject to High Court Division Bench and Supreme Court
- Conclusion: competent but not final; parent statute challenges to High Court
Loses marks
- Assuming tribunals have unlimited jurisdiction
- Failing to distinguish between primary and subordinate legislation
- Outcome-only case citation without legal reasoning
Earns more
- R. Gandhi (2010)
- Madras Bar Association (2014) NTT
- Rojer Mathew (2019)
- Madras Bar Association (Nov 2025) on Tribunals Reforms Act 2021, followed by Tribunals Reforms Act 2026 and the National Tribunals Commission
Extra mark
- Reference to recent amendments in tribunal laws
- Mention of the National Company Law Tribunal's specific powers
- (c) Define 'Audi Alteram Partem' and list circumstances where it is excluded. 15 marks
explain— definition/context → points in order → small example → short close
Must cover
- Define the principle of hearing the other side
- Explain its significance as a rule of natural justice
- List specific cases or circumstances where it is excluded
- Provide examples of such exclusions
Loses marks
- Defining the principle without explaining its significance
- Listing exclusions without providing examples
- Confusing 'Audi Alteram Partem' with the 'rule against bias'
Earns more
- Tulsiram Patel (1985) Art 311(2) proviso
- Swadeshi Cotton Mills (1981) post-decisional hearing
- Union of India v Cynamide (1987) legislative action
- Useless formality/prejudice (AMU v Mansoor Ali Khan 2000; S.K. Sharma 1996) vs S.L. Kapoor (1981)
Extra mark
- Reference to the 'emergency' exception
- Mention of the 'security of the state' exception
What "Explain" is asking you to do
Make the working of something clear — what sets it off, what follows from what, and what it produces. Explain is the Commission's mechanism word: it dominates the technical papers and the “explain why” stems, where the marks sit in the causal chain and not in the label.
Structure that answers it
State what it is → the initiating condition → the chain of cause, step by step → an instance where it plays out → what the chain produces
Where marks are lost
Describing what something looks like instead of why it works that way. Naming the stages without linking them reads as description too.
Practice this exact question
Write your answer and it is marked point by point against the model answer above — what you covered, what you missed, what you got wrong.
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