Paper I — Q4
(a) In recent years, the concept of 'Cooperative Federalism' has played a pivotal role in constitutional governance of the nation…
In recent years, the concept of 'Cooperative Federalism' has played a pivotal role in constitutional governance of the nation but at the same time it comes across various challenges as well. Elaborate. 20 marks
"The Fundamental Rights are not an end in themselves but are the means to an end. The end is specified in the Directive Principles." Analyze the statement. 15 marks
"The ordinance making power of the President and the Governors is a unique feature of the Indian Constitution but it balances on a razor-sharp edge between pragmatic governance and potential over-reach." Critically examine with the help of decided case laws. 15 marks
हिंदी में प्रश्न पढ़ें
हाल के वर्षों में 'सहकारी संघवाद' की अवधारणा ने राष्ट्र के संवैधानिक शासन में महत्त्वपूर्ण भूमिका निभाई है, परन्तु साथ ही इसे विभिन्न चुनौतियों का भी सामना करना पड़ा है। विस्तारित कीजिए। (20 अंक)
"मूलभूत अधिकार अपने आप में साध्य नहीं हैं, बल्कि साध्य के साधन के रूप में हैं। साध्य निर्देशक तत्त्वों में विनिर्दिष्ट किया गया है।" उक्त कथन का विश्लेषण कीजिए। (15 अंक)
"राष्ट्रपति तथा राज्यपालों की अध्यादेश जारी करने की शक्ति भारतीय संविधान की एक अनन्य विशेषता है, लेकिन यह व्यावहारिक शासन तथा संभावित अतिसंविधान के बीच धारदार संतुलन पर टिकी हुई है।" निर्णीत वाद विधि की सहायता से आलोचनात्मक परीक्षण कीजिए। (15 अंक)
Model answer
Drafted with AI by UPSC Answer Check against this question's marking rubric, to the expected length. UPSC does not publish answers for Mains — this is one way to score well, not an official key. How we build rubrics and answers.
(a) Cooperative federalism means that the Union and the States act as interdependent partners in pursuing shared national goals, rather than as rivals in watertight compartments. The Indian Constitution is federal, with a strong Union bias: K.C. Wheare called it "quasi-federal", and State of West Bengal v. Union of India (1962) held that it is not a traditional federation. It nonetheless provides many instruments for cooperation.
Constitutional and institutional basis
Coordination bodies:
- the Inter-State Council (Article 263);
- the Zonal Councils (States Reorganisation Act, 1956);
- the GST Council (Article 279A), a forum for pooled fiscal sovereignty;
- NITI Aayog, which replaced the Planning Commission in 2015.
Fiscal transfers:
- devolution recommended by the Finance Commission (Articles 270 and 280); the 15th Finance Commission set the States' share at 41%, and the 16th Finance Commission has retained 41% for 2026–31;
- grants-in-aid (Articles 275 and 282);
- centrally sponsored schemes.
Administrative cooperation and delegation:
- Articles 256–258A;
- disputes over inter-State rivers are adjudicated under Article 262;
- the joint response to COVID-19 under the Disaster Management Act, 2005 and the Epidemic Diseases Act, 1897.
Judicial affirmation:
- S.R. Bommai v. Union of India (1994) held federalism to be part of the basic structure and curbed the misuse of Article 356.
- Union of India v. Mohit Minerals (2022) held that GST Council recommendations have persuasive value and are not binding, and stressed "cooperative and contestatory" federalism.
- Government of NCT of Delhi v. Union of India (2018 and 2023) stressed collaborative federalism and accountability through elected governments.
Challenges
Fiscal:
- cesses and surcharges fall outside the divisible pool;
- GST compensation ended in 2022;
- there are limits on State borrowing. Kerala's suit under Article 131 on borrowing limits was referred to a Constitution Bench in 2024.
Governors:
- delay in assenting to State Bills. State of Tamil Nadu v. Governor of Tamil Nadu (2025) set timelines for assent.
- However, the Presidential Reference opinion of 20 November 2025 held that courts cannot fix timelines and there is no "deemed assent", while leaving limited judicial scrutiny for prolonged inaction.
- Central agencies: the use of central agencies, and disputes over the withdrawal of general consent to the CBI (State of West Bengal v. Union of India, suit under Article 131, 2024).
- Uniform national policies in areas of State interest: NEET, the NEP and farm legislation.
Institutions and inter-State friction:
- the Inter-State Council has rarely met;
- inter-State water and boundary disputes continue;
- regional imbalances.
Conclusion: cooperative federalism has become the working method of Indian governance, especially through the GST Council and crisis management. It needs trust-building: a regularly functioning Inter-State Council, fiscal predictability, and convention-bound conduct by Governors, as recommended by the Sarkaria (1988) and Punchhi (2010) Commissions.
(b) The statement reflects the Supreme Court's approach since Kesavananda Bharati (1973). Part III (justiciable fundamental rights) secures political democracy and individual liberty, the means. Part IV (Directive Principles, non-justiciable but "fundamental in the governance of the country" under Article 37) sets out the goal of a social and economic democracy, the end: the welfare State of the Preamble, with justice, social, economic and political.
Evolution of the relationship
- Primacy of fundamental rights: State of Madras v. Champakam Dorairajan (1951) held that Directive Principles must conform to fundamental rights. The First Amendment (Article 15(4)) followed.
- Harmonious construction: In re Kerala Education Bill (1958) held that courts should give effect to both Parts as far as possible. Directive Principles guide the reasonableness of restrictions: State of Bombay v. F.N. Balsara (1951), on prohibition (Article 47); Mohd. Hanif Quareshi (1958); State of Gujarat v. Mirzapur Moti Kureshi (2005), on cow protection (Article 48).
- Article 31C: the 25th Amendment (1971) inserted Article 31C to protect laws giving effect to Article 39(b) and (c) from challenge under Articles 14 and 19. It was upheld in Kesavananda Bharati, except for the clause that barred judicial review.
- Balance: Minerva Mills (1980) struck down the 42nd Amendment's extension of Article 31C to all Directive Principles. The Court held that the harmony and balance between Parts III and IV is a basic feature; they are "two wheels of a chariot", and neither can be sacrificed for the other.
- Recent clarification: Property Owners Association v. State of Maharashtra (2024, nine judges) held that not every privately owned resource is a "material resource of the community" under Article 39(b), while holding that Article 31C, as upheld in Kesavananda, survives.
Directive Principles enriching fundamental rights
- The right to education (Mohini Jain (1992), Unni Krishnan (1993)) led to Article 21A (86th Amendment, 2002).
- The right to livelihood (Olga Tellis (1985); Article 39(a)).
- Equal pay for equal work (Randhir Singh (1982); Article 39(d)).
- Legal aid (Hussainara Khatoon; Article 39A).
- A healthy environment (Articles 48A and 51A(g), read into Article 21).
Analysis: the means–end formulation captures the complementarity of the two Parts. Rights cannot be abrogated in the name of Directive Principles, and Directive Principles give content and direction to rights. Directive Principles still depend on legislative will and resources, but they influence interpretation and the reasonableness of restrictions.
(c) Article 123 (the President) and Article 213 (Governors) allow an ordinance to be promulgated when:
- the legislature, or either House, is not in session; and
- the executive is satisfied that circumstances exist requiring immediate action.
An ordinance has the same force as an Act, but:
- it is limited by the legislature's competence and by fundamental rights (Article 13(3)(a));
- it must be laid before the legislature and ceases six weeks after it reassembles, unless disapproved earlier;
- it may be withdrawn at any time;
- under the proviso to Article 213(1), a Governor needs Presidential instructions for ordinances on certain matters, for example where a Bill on the subject would require Presidential sanction or reservation.
Pragmatic value Ordinances provide flexibility in emergencies when Parliament is not sitting, for example the bank nationalisation ordinance of 1969, economic measures, and COVID-19 measures in 2020.
Potential for overreach and judicial checks
- Repeated re-promulgation: Bihar re-promulgated some ordinances for up to 14 years. D.C. Wadhwa v. State of Bihar (1987) held that re-promulgating ordinances without placing them before the legislature is a fraud on the Constitution and subverts democratic legislative processes.
Satisfaction:
- R.C. Cooper (1970) left open whether the executive's satisfaction is justiciable.
- The 38th Amendment (1975) made satisfaction final, but the 44th Amendment (1978) deleted that clause.
- A.K. Roy v. Union of India (1982) treated ordinance-making as legislative power, open to review in suitable cases.
- T. Venkata Reddy v. State of A.P. (1985) held that an ordinance cannot be struck down on the ground of improper motive, just as a statute cannot.
- ***Krishna Kumar Singh v. State of Bihar* (2017, seven judges):**
- satisfaction is not immune from judicial review, on grounds such as fraud, oblique motive or the absence of relevant material;
- laying before the legislature is a mandatory constitutional obligation;
- re-promulgation is a fraud on the Constitution;
- an ordinance that lapses does not automatically create irreversible or enduring rights; the question depends on the public interest and constitutional necessity.
Concerns
- The use of ordinances for major policy changes, such as the farm ordinances of 2020, shortly before sessions or after Bills stall in the Rajya Sabha.
- Their use to bypass bicameral scrutiny.
- Governors promulgating ordinances on contested matters.
Conclusion: the ordinance power is a necessary safety valve, but it is an exception to the separation of powers. Judicial review of satisfaction, mandatory laying, and the bar on re-promulgation keep it on the right side of the "razor's edge". Institutional restraint, such as using ordinances only in genuine urgency, is equally essential.
How this answer will be evaluated
Framework: Issue > Rule > Authority > Application
What earns full marks: Precise Article/Case citations, balanced analysis, clear structure, no generic statements.
Evaluation rubric
Each sub-part is marked on its own, against the marks and word limit printed on the paper.
- (a) Elaborate the role of cooperative federalism in constitutional governance and its challenges. 20 marks
discuss— intro → 3-4 dimensions → example → balanced close
Must cover
- Concept and constitutional character (quasi-federal; West Bengal v. Union, 1962)
- Instruments: Inter-State Council, Zonal Councils, GST Council, NITI Aayog, Finance Commission transfers, Articles 256–258A
- Judicial affirmation: S.R. Bommai, Mohit Minerals (2022), NCT Delhi cases (2018, 2023)
- Challenges: cesses/surcharges, GST compensation end, borrowing limits (Kerala suit), Governors and assent (TN Governor 2025; Presidential Reference opinion Nov 2025), central agencies, uniform policies; reforms (Sarkaria, Punchhi)
Loses marks
- Only listing institutions
- Partisan framing
Earns more
- Competitive federalism
- Recent examples of cooperation (COVID-19)
Extra mark
- Chart of institutions
- (b) Analyse the statement that Fundamental Rights are means and Directive Principles the end. 15 marks
analyse— intro → causes → effects → stakeholders/linkages → way forward
Must cover
- Nature of Parts III and IV; Article 37; Preambular goals
- Evolution: Champakam Dorairajan, Kerala Education Bill (harmonious construction), Kesavananda and Article 31C, Minerva Mills (balance as basic feature)
- DPSP enriching FRs: education (Article 21A), livelihood, equal pay, legal aid, environment
- Recent clarification: Property Owners Association (2024) on Article 39(b); critical analysis of the means–end formulation
Loses marks
- Claiming DPSPs override FRs
- No cases
Earns more
- Granville Austin's 'conscience of the Constitution'
- Balance of rights and reform
Extra mark
- Timeline of cases
- (c) Critically examine the ordinance-making power of the President and Governors with case law. 15 marks
critically evaluate— positives → negatives/limits → conditions/safeguards → conclusion
Must cover
- Articles 123 and 213: conditions, effect, limits, laying and lapse
- Justifications: urgency when legislature not in session; examples
- Judicial checks: R.C. Cooper, A.K. Roy, T. Venkata Reddy, D.C. Wadhwa (re-promulgation), Krishna Kumar Singh (2017)
- Critique: use for major policy, bypassing Rajya Sabha, need for restraint
Loses marks
- Treating satisfaction as non-justiciable
- Missing Krishna Kumar Singh
Earns more
- 38th and 44th Amendment history
- Data on ordinance frequency
Extra mark
- Flow chart
What "Elaborate" is asking you to do
Give the full detailed account the question has compressed into a line — every dimension of it, with specifics. Elaborate rewards completeness and detail rather than clarification or argument: the examiner is checking whether you can fill out a topic without being told what its parts are.
Structure that answers it
State the proposition → first dimension in detail → second dimension in detail → the part the statement leaves implicit → the consolidated picture
Where marks are lost
Repeating the statement at greater length instead of adding substance. Elaborate also punishes narrowness: omitting a whole dimension costs more here than anywhere else in this family.
Practice this exact question
Write your answer and it is marked point by point against the model answer above — what you covered, what you missed, what you got wrong.
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