Paper I — Q4
(a) Examine the power of the Governor to grant pardons, reprieves, respites or remissions of punishment, or to suspend, remit or…
Examine the power of the Governor to grant pardons, reprieves, respites or remissions of punishment, or to suspend, remit or commute the sentence of any person convicted of any offence against any law relating to a matter to which the executive power of the State extends. 20 marks
What are the significant changes introduced by the Constitution (Forty-fourth Amendment) Act, 1978 to emergency provisions contained in Part XVIII of the Constitution of India? Are they efficacious enough to prevent the possible abuse of power under Article 352 of the Constitution? Elaborate. 15 marks
"Lokpal and Lokayukta have roots in Indian governance culture." Explain, how the Lokpal and Lokayuktas Act, 2013 ensures transparency and accountability in public governance, both within and outside India. 15 marks
हिंदी में प्रश्न पढ़ें
राज्यपाल को जिस विषय पर उस राज्य की कार्यपालिका शक्ति का विस्तार है, किसी विधि के विरुद्ध किसी अपराध के लिए सिद्धदोष ठहराए गए किसी व्यक्ति के दंड को क्षमा, उसका प्रतिबंधन, विराम या परिहार करने की अथवा दंडादेश में निलंबन, परिहार या लघुकरण की शक्ति का परीक्षण कीजिए। (20 अंक)
संविधान के (चवालीसवें संशोधन) अधिनियम, 1978 द्वारा भारत के संविधान के भाग XVIII में सम्मिलित आपातकालीन प्रावधानों में कौन-से महत्वपूर्ण परिवर्तन किए गए हैं? क्या ये संविधान के अनुच्छेद 352 के अंतर्गत संभावित दुरुपयोग को रोकने के लिए पर्याप्त हैं? विस्तार से समझाइए। (15 अंक)
"लोकपाल और लोकायुक्त की नींव भारतीय शासन की संस्कृति में है।" व्याख्या कीजिए कि लोकपाल और लोकायुक्त अधिनियम, 2013, लोक प्रशासन में पारदर्शिता और उत्तरदायित्व, भारत और भारत के बाहर दोनों में सुनिश्चित कैसे करता है। (15 अंक)
Model answer
Drafted with AI by UPSC Answer Check against this question's marking rubric, to the expected length. UPSC does not publish answers for Mains — this is one way to score well, not an official key. How we build rubrics and answers.
(a) Governor’s clemency power
Article 161 lets the Governor grant pardons, reprieves, respites or remissions, or suspend, remit or commute sentences for offences against laws relating to matters to which State executive extends. A pardon extinguishes conviction and sentence; a reprieve delays execution; a respite awards a lesser sentence on special grounds such as pregnancy; a remission shortens sentence; suspension stays execution; commutation substitutes a lesser punishment. The power is limited by State executive competence and is distinct from the President’s Article 72 power over Union matters and courts-martial. Maru Ram v. Union of India (1980) held that the power is exercised on the aid and advice of the Council of Ministers, not by the Governor personally, and that it operates independently of the statutory remission power; A.G. Perarivalan v. State (2022) reaffirmed that the Governor is bound by that advice. Where a death sentence is imposed under a law on which both the Union and the State can legislate, Article 72(1)(c) gives the President power, while Article 72(3) preserves the Governor's power to suspend, remit or commute it. In State of Haryana v. Raj Kumar (2021), the Court held that the Article 161 power is not fettered by the fourteen-year minimum in Section 433A CrPC (now Section 475 BNSS), though it must be exercised on the State's advice. Kehar Singh v. Union of India (1989) held that there is no right to an oral hearing on a mercy petition. Judicial review is narrow: in Epuru Sudhakar v. Government of A.P. (2006), the Court quashed a remission and held that clemency orders can be reviewed if passed without application of mind, mala fide, on irrelevant or political considerations, arbitrarily or ignoring relevant material. In K.M. Nanavati v. State of Bombay (1961), the Governor's suspension of sentence was held not to override the Supreme Court's rules while the matter was pending before it. In death-penalty cases, the Governor must consider relevant factors, and in Shatrughan Chauhan v. Union of India (2014) the Court held that unexplained delay in deciding mercy petitions is a ground for commuting a death sentence and laid down guidelines for their disposal. Thus, the power is wide but constitutionally bounded.
(b) 44th Amendment and emergency safeguards
The Forty-fourth Amendment Act, 1978, responded to the 1975-77 Emergency. Article 352 replaced “internal disturbance” with “armed rebellion”; the proclamation requires the written decision of the Union Cabinet, not merely the Prime Minister, ceases after one month (earlier two months) unless approved by both Houses by a special majority, lasts six months at a time, and must be revoked if the Lok Sabha passes a disapproval resolution by a simple majority, for which one-tenth of its members can require a special sitting within fourteen days. The 38th Amendment's clause making the President's satisfaction immune from judicial review was deleted. Article 358 suspends only Article 19, and only when the emergency is declared on the ground of war or external aggression, not armed rebellion. Article 358 applies only to laws that recite that they relate to the emergency, and Article 359 cannot suspend the right to move court for enforcement of Articles 20 and 21. The Amendment also limited President's Rule beyond one year under Article 356(5) to periods of national emergency with an Election Commission certificate, omitted Article 257A on deploying Union forces in States, and restored the Lok Sabha's normal term to five years. These changes are substantially efficacious: they raise the threshold, add collective Cabinet responsibility, parliamentary approval and revocation, and protect life and liberty. Yet they are not absolute. The President’s satisfaction remains political; “armed rebellion” can be stretched; a dominant-party Parliament may grant special majority; there is no independent pre-declaration review; and Articles 358 and 359 still permit suspension of other rights. Judicial review can check abuse — Minerva Mills (1980) treated the proclamation as open to challenge and S.R. Bommai (1994) applied such review to Article 356 — but it cannot replace political restraint. No national emergency has been proclaimed since 1977, which suggests the safeguards have worked so far.
(c) Lokpal and Lokayuktas
The idea has roots in Indian governance culture: Kautilya's Arthashastra described elaborate checks on the conduct of officials; the First Administrative Reforms Commission in 1966 recommended a Lokpal and Lokayuktas; the Second ARC in 2007 reiterated the need for a Lokpal. The Lokpal and Lokayuktas Act, 2013, creates the Lokpal and State Lokayuktas. The Lokpal has jurisdiction over public functionaries, including the Prime Minister (with safeguards), Ministers, MPs and officers of Groups A, B, C and D, as well as bodies receiving government funds or foreign contributions above set limits, and over corruption connected with public office, including by public functionaries outside India. The Selection Committee appoints the Lokpal; it includes the Prime Minister, Speaker of the Lok Sabha, Leader of Opposition (or leader of the largest opposition party) in the Lok Sabha, Chief Justice of India (or a nominated judge) and an eminent jurist. The Lokpal has a Chairperson and up to eight Members, at least half of them judicial. For the States, Section 63 required each State to set up a Lokayukta by its own law within a year, so their composition and powers vary. The Lokpal, not the Selection Committee, directs the Inquiry Wing, Prosecution Wing and CBI referrals. Transparency comes from any person’s right to file a complaint, acceptance or rejection disclosed to the complainant, reasoned orders, annual reports presented to the President and laid before Parliament, and the multi-party, judicially represented Selection Committee; though the Act creates no public registry of complaints, annual reports and reasoned decisions provide public accountability. The Act applies to public servants both in and outside India, so corruption by Indian officials abroad is covered, and it aligns India with the UN Convention Against Corruption, which India ratified in 2011. The Lokpal can also order provisional attachment of assets acquired by corruption and recommend transfer or suspension of officials. The 2016 amendment revised public servants’ asset-declaration requirements, but weaknesses remain: the first Lokpal was appointed only in March 2019, the number of complaints actually investigated has been small, and State Lokayuktas are uneven.
How this answer will be evaluated
Framework: Issue > Rule: statute or Article > Authority > Application and conclusion
What earns full marks: Comprehensive, precise, and well-structured with accurate legal citations and critical analysis.
Evaluation rubric
Each sub-part is marked on its own, against the marks and word limit printed on the paper.
- (a) Analyze the scope, nature, and limitations of the Governor's clemency powers under Article 161. 20 marks
examine— intro → how/why with reasoning → evidence → conclusion
Must cover
- Cite Article 161 and its specific wording
- Distinguish between pardon, reprieve, respite, remission, and commutation
- Limit scope to State executive power matters
- Discuss judicial review and limitations (e.g., K.M. Nanavati case)
Loses marks
- Confusing Governor's powers with President's powers under Article 72
- Failing to distinguish between the five types of clemency
- Ignoring the limitation to State executive matters
Earns more
- Mention Article 72(3), which preserves the Governor's power to suspend, remit or commute death sentences
- Cite Epuru Sudhakar (2006) on the grounds of judicial review
- Discuss the 'wholly arbitrary' test for judicial review
- Mention the role of the State Cabinet in advising the Governor
Extra mark
- Cite the Supreme Court judgment in Maru Ram v. Union of India
- Cite State of Haryana v. Raj Kumar (2021) or A.G. Perarivalan (2022) on the Governor acting on State advice
- (b) Detail the 44th Amendment changes to emergency provisions and evaluate their effectiveness in preventing abuse. 15 marks
examine— intro → how/why with reasoning → evidence → conclusion
Must cover
- List key changes: written recommendation, President's satisfaction, parliamentary approval
- Mention that parliamentary approval must come within one month (reduced from two) by a special majority, with six-monthly renewal
- Discuss Articles 358 and 359 — Article 19 suspended only for war/external aggression; Articles 20 and 21 never suspendable
- Evaluate the efficacy of these safeguards against abuse
Loses marks
- Stating the parliamentary approval period wrongly — it is one month after the 44th Amendment
- Ignoring the restriction on revocation of fundamental rights
- Not evaluating the efficacy of the safeguards
Earns more
- Reference the 1975 Emergency as a historical context
- Cite S.R. Bommai (1994) on judicial review of proclamations
- Discuss the 'grave emergency' threshold
- Reference the 44th Amendment's impact on Article 352
Extra mark
- Cite the Supreme Court judgment in Minerva Mills v. Union of India
- Mention the Article 356(5) limit and the omission of Article 257A
- (c) Explain how the Lokpal and Lokayuktas Act, 2013 ensures transparency and accountability in public governance. 15 marks
explain— definition/context → points in order → small example → short close
Must cover
- Define the roles of Lokpal and Lokayuktas
- Explain the jurisdiction and powers of the Lokpal
- Discuss the mechanism for ensuring transparency and accountability
- Mention the applicability to public servants within and outside India
Loses marks
- Failing to distinguish between Lokpal and Lokayuktas
- Ignoring the applicability to public servants outside India
- Not explaining the mechanism for ensuring transparency
Earns more
- Mention the First ARC (1966) and Second ARC (2007) recommendations
- Mention the role of the Lokpal in investigating corruption
- Discuss the Lokayuktas' role at the State level
- Reference the Act's impact on public governance
Extra mark
- Cite Common Cause v. Union of India (2017), allowing Lokpal appointments without a recognised Leader of Opposition
- Mention alignment with UNCAC, ratified by India in 2011
What "Examine" is asking you to do
Test the proposition the question puts to you and return a finding on how far it holds. Examine stems carry a claim, or ask whether something has happened, and expect evidence weighed both ways before the extent is stated — often with remedial measures attached.
Structure that answers it
Restate the claim as the question frames it → evidence that supports it → evidence that undercuts it → the conditions under which it holds → verdict on how far it stands
Where marks are lost
Stopping at description. An examination has to reach a finding, and “examine with justification” means the extent must be stated, not implied.
Practice this exact question
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