Paper I — Q5
(a) Is anticipatory and pre-emptive use of force for self-defence permissible under Article 51 of the UN Charter? Discuss. (10…
Answer the following questions in about 150 words each:
Is anticipatory and pre-emptive use of force for self-defence permissible under Article 51 of the UN Charter? Discuss. 10 marks
"The General Assembly of the United Nations cannot be called World Parliament." In this context, critically analyse the limitations on the General Assembly. 10 marks
Discuss the different theories of State Succession and the rights and duties arising out of the State Succession. 10 marks
How does the Rome Statute of the International Criminal Court define "Crime against Humanity"? Explain. 10 marks
What is 'Contiguous Zone'? Discuss the Indian position on this subject. 10 marks
हिंदी में प्रश्न पढ़ें
निम्नलिखित प्रत्येक प्रश्न का उत्तर लगभग 150 शब्दों में दीजिए:
क्या आत्मरक्षा के लिए पूर्वानुमानित और पूर्व-प्रेरित बल का उपयोग संयुक्त राष्ट्र के चार्टर के अनुच्छेद 51 के अंतर्गत अनुमन्य है? विवेचना कीजिए। (10 अंक)
"संयुक्त राष्ट्र की महासभा को विश्व संसद नहीं कहा जा सकता है।" इस संदर्भ में, महासभा की सीमाओं का आलोचनात्मक विर्लेषण कीजिए। (10 अंक)
राज्य उत्तराधिकार के विभिन्न सिद्धांतों और राज्य उत्तराधिकार से उत्पन्न होने वाले अधिकारों और कर्तव्यों की विवेचना कीजिए। (10 अंक)
अंतर्राष्ट्रीय आपराधिक न्यायालय की रोम संविधि "मानवता के विरुद्ध अपराध" को कैसे परिभाषित करती है? समझाइए। (10 अंक)
'सन्निहित क्षेत्र (कॉटिगुअस जोन)' क्या है? इस विषय पर भारत की स्थिति की विवेचना कीजिए। (10 अंक)
Model answer
Drafted with AI by UPSC Answer Check against this question's marking rubric, to the 150-word length. UPSC does not publish answers for Mains — this is one way to score well, not an official key. How we build rubrics and answers.
(a)
Article 51 preserves the inherent right of individual or collective self-defence if an armed attack occurs, pending Security Council action. The phrase “inherent right” is ambiguous: some read it as preserving customary law, including anticipatory force; others confine it to response after an armed attack. Anticipatory self-defence, rooted in the Caroline doctrine, permits force only where necessity is instant, overwhelming, leaving no choice of means or moment for deliberation. Pre-emptive self-defence, associated with the Bush doctrine of 2002, goes further and targets threats that are not yet imminent but may emerge later, as claimed for the 2003 invasion of Iraq. The ICJ in Nicaragua (1986) required an armed attack or at least the most grave use of force, and in Oil Platforms (2003) stressed that self-defence must be necessary and proportionate to an armed attack; in the Wall advisory opinion (2004) it read Article 51 as concerning attacks by States. State practice is mixed: the Security Council condemned Israel's 1981 strike on Iraq's Osirak reactor (Resolution 487), while the UN Secretary-General's High-level Panel (2004) accepted force against an imminent threat but said that non-imminent threats must go to the Security Council. Thus, anticipatory force against a truly imminent attack may be defensible in extreme cases, but pre-emptive force against a non-imminent threat is impermissible under Article 51; such threats must be referred to the Security Council under Chapter VII.
(b)
The General Assembly is not a World Parliament because its principal powers under Articles 10 to 14 are recommendatory, not legislative. It may discuss and make recommendations on international peace and security, budgetary matters, admission of members, and the Charter, but it cannot bind member states, and under Article 12 it may not make recommendations on a dispute while the Security Council is dealing with it. Its binding decisions are confined to internal matters, such as the budget and apportionment of expenses under Article 17 (upheld in the Certain Expenses opinion, 1962), elections and admissions (the latter only on the Security Council's recommendation). Parliament-like law-making presupposes compulsory legislative authority, whereas the GA operates on sovereign equality, taking important decisions by a two-thirds majority and others by a simple majority (Article 18). Under Article 13 it can promote the codification of international law, as through the International Law Commission, but conventions it adopts bind only States that ratify them. The “Uniting for Peace” resolution of 1950 allowed the GA to recommend collective measures when the Security Council was blocked, giving it a functional substitute for Security Council action, but this did not convert recommendations into binding law. The tension is sharper because the GA uses one-state-one-vote, so a small State's vote equals India's, while the Security Council's permanent members hold the veto; GA Resolution 76/262 (2022) now requires the Assembly to debate every veto, but it cannot override it. Thus, the GA’s legitimacy is deliberative and representative, but its legal effect remains limited to persuasion, moral authority, and treaty-making impetus rather than coercive legislation, especially in human rights and development.
(c)
State succession concerns the transfer of rights and duties when a new state replaces or emerges from an existing one. The universal succession theory, drawn from Roman law by Grotius, treats the successor as stepping into the shoes of the predecessor, so treaties, property, debts and obligations pass automatically. The negative or clean-slate theory treats the successor as a new legal person that starts free of its predecessor's obligations. The organic substitution theory (Max Huber) and the continuity theory take a middle path, holding that the State as a community continues, so that rights and duties tied to the territory survive a change of sovereign. The 1978 Vienna Convention on Succession of States in respect of Treaties reflects this balance: a newly independent State starts with a clean slate (Article 16), but may become a party to multilateral treaties by a notification of succession, and bilateral treaties continue only by agreement; boundary treaties and other territorial regimes survive every succession (Articles 11-12), as the ICJ confirmed in Gabcikovo-Nagymaros (1997). Succession to state property, archives and debts is addressed by the 1983 Vienna Convention (not yet in force), under which property and debts pass in equitable proportions. Other consequences include the protection of acquired private rights, a change in the nationality of inhabitants, and questions of membership in international organisations — India continued the original UN membership in 1947, while Pakistan was admitted afresh. Thus, succession is not a single rule but a compromise: continuity preserves stability, while clean slate protects sovereignty, and treaty, property and debt outcomes depend on the type of succession and the applicable convention.
(d)
The Rome Statute defines crimes against humanity in Article 7 as acts committed as part of a widespread or systematic attack directed against any civilian population, with knowledge of the attack. This contextual element distinguishes them from isolated crimes and from war crimes, which are linked to armed conflict. The enumerated acts include murder, extermination, enslavement, deportation or forcible transfer of population, imprisonment or severe deprivation of liberty, torture, rape and other sexual violence, persecution, enforced disappearance, apartheid and other inhumane acts. Article 7(2)(a) adds that the attack must be pursuant to or in furtherance of a State or organisational policy. Unlike the Nuremberg Charter (1945), which linked such crimes to war, the definition applies in peacetime or wartime, provided the attack is widespread or systematic and directed at civilians; and unlike genocide, it does not require intent to destroy a protected group. India is neither a signatory nor a party and has not accepted the Court’s jurisdiction, and Indian criminal law has no specific offence of crimes against humanity. The International Law Commission adopted Draft Articles on the prevention and punishment of crimes against humanity in 2019, and in December 2024 the General Assembly decided to negotiate a convention on the subject.
(e)
The contiguous zone is a maritime belt beyond the territorial sea, extending to 24 nautical miles from the baseline under Article 33 of UNCLOS. It is not a zone of sovereignty; foreign vessels enjoy freedom of navigation, while the coastal state may exercise limited control to prevent or punish infringement of its customs, fiscal, immigration or sanitary laws. India’s position is governed by the Territorial Waters, Continental Shelf, Exclusive Economic Zone and Other Maritime Zones Act, 1976, particularly Section 5, which gives India jurisdiction in the contiguous zone for enforcing those four categories of regulations. Section 5(1) has fixed the contiguous zone at 24 nautical miles from the baseline since 1976, beyond the 12-nautical-mile territorial sea under Section 3. Section 5(4) additionally claims powers for the security of India, which goes beyond the four heads in Article 33 of UNCLOS and has been questioned by some maritime States; India ratified UNCLOS in 1995 without withdrawing this claim. Thus, India’s contiguous-zone power is regulatory and preventive, not territorial: it safeguards customs, fiscal, immigration and sanitary administration without restricting navigation, and it must be exercised in accordance with UNCLOS and the Act.
How this answer will be evaluated
Framework: Issue > Rule > Authority > Application
What earns full marks: Precise legal citations, clear distinction of concepts, and balanced analysis.
Evaluation rubric
Each sub-part is marked on its own, against the marks and word limit printed on the paper.
- (a) Evaluate the legality of anticipatory and pre-emptive force under Article 51. 10 marks · 150 words
discuss— intro → 3-4 dimensions → example → balanced close
Must cover
- Cite Article 51 of the UN Charter
- Distinguish anticipatory from pre-emptive self-defence
- Reference the Caroline test (imminence)
- Mention the Nicaragua v. USA case
Loses marks
- Confusing anticipatory with pre-emptive
- Ignoring the 'imminence' requirement
- Failing to cite Article 51
Earns more
- Reference the 2004 ICJ Advisory Opinion
- Cite Oil Platforms (ICJ, 2003) on necessity and proportionality
- Reference the 'Necessity and Proportionality' test
- Distinguish the Bush doctrine (2002) of pre-emption against non-imminent threats
Extra mark
- Reference the UN High-level Panel (2004) on imminent versus non-imminent threats
- Cite the Osirak strike (1981) and Security Council Resolution 487
- (b) Critically analyse why the UN General Assembly is not a World Parliament. 10 marks · 150 words
analyse— intro → causes → effects → stakeholders/linkages → way forward
Must cover
- Cite Article 10 of the UN Charter
- Mention the non-binding nature of resolutions
- Reference the 'one state, one vote' principle
- Mention the lack of legislative power
Loses marks
- Treating GA resolutions as binding
- Ignoring the 'one state, one vote' principle
- Failing to cite Article 10
Earns more
- Reference the 'Uniting for Peace' resolution
- Mention the 'recommendatory' nature of GA
- Reference the 'subsidiary' role to the Security Council
- Mention the 'non-legislative' character
Extra mark
- Cite GA Resolution 76/262 (2022) on veto debates
- Cite the Certain Expenses opinion (1962) on binding budgetary decisions (Article 17)
- (c) Discuss theories of State Succession and the resulting rights and duties. 10 marks · 150 words
discuss— intro → 3-4 dimensions → example → balanced close
Must cover
- Explain universal succession theory (Grotius)
- Explain the negative or clean-slate theory
- Explain the organic substitution or continuity theory
- Discuss rights and duties: treaties, property, debts, nationality, private rights
Loses marks
- Confusing universal succession with the clean-slate theory
- Ignoring the clean-slate rule for newly independent States
- Treating succession as an automatic transfer of all rights and duties
Earns more
- Reference the Vienna Convention on Succession of States in respect of Treaties, 1978
- Reference the 1983 Vienna Convention on State Property, Archives and Debts
- Note that boundary treaties survive succession (Articles 11-12, 1978 Convention)
- Give an example such as India and Pakistan in 1947 or the USSR in 1991
Extra mark
- Cite Gabcikovo-Nagymaros (ICJ, 1997)
- Discuss acquired private rights
- (d) Explain the definition of 'Crime against Humanity' under the Rome Statute. 10 marks · 150 words
explain— definition/context → points in order → small example → short close
Must cover
- Cite Article 7 of the Rome Statute
- Mention the 'widespread or systematic' attack
- Reference the 'directed against any civilian population'
- Mention the 'knowledge' requirement
Loses marks
- Confusing 'Crime against Humanity' with 'Genocide'
- Ignoring the 'widespread or systematic' requirement
- Failing to cite Article 7
Earns more
- Reference the 'Nuremberg' definition
- Mention the State or organisational policy element (Article 7(2)(a))
- List enumerated acts (murder, extermination, persecution, enforced disappearance, apartheid)
- Note that India is not a party to the Rome Statute
Extra mark
- Note the ILC Draft Articles (2019) and the GA's 2024 decision to negotiate a convention
- Distinguish from genocide (no intent to destroy a protected group)
- (e) Define 'Contiguous Zone' and discuss the Indian position on it. 10 marks · 150 words
discuss— intro → 3-4 dimensions → example → balanced close
Must cover
- Cite Article 33 of UNCLOS
- Mention the 24 nautical mile limit
- Reference the 'customs, fiscal, immigration, sanitary' laws
- Mention the 'Indian Maritime Zones Act, 1976'
Loses marks
- Confusing 'Contiguous Zone' with 'Territorial Sea'
- Ignoring the 24 nautical mile limit
- Failing to cite Article 33
Earns more
- Distinguish from the territorial sea (12 nm) and the EEZ
- Note that freedom of navigation persists in the zone
- Cite Section 5 of the Maritime Zones Act, 1976
- Mention the 'Indian position' on the Contiguous Zone
Extra mark
- Discuss the Section 5(4) security claim going beyond Article 33
- Note India's 1995 UNCLOS ratification without withdrawing that claim
What "Discuss" is asking you to do
Lay the issue out from more than one side — how it arose, what is claimed for it, what is held against it, and where it now stands. UPSC attaches discuss to broad topics with several live dimensions, so coverage of the dimensions earns more than the strength of your opinion.
Structure that answers it
Set the issue up → the case as it is made → the case against → the dimension both sides leave out → where the balance now lies
Where marks are lost
Listing facts with no thread between them, or arguing one side throughout and calling it a discussion.
Practice this exact question
Write your answer and it is marked point by point against the model answer above — what you covered, what you missed, what you got wrong.
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